Financial Institutions (Banking, Securities, Insurance)

Our firm handles a wide range of requests regarding regulatory compliance matters from diverse financial institutions, including securities firms, banks, and insurance companies. We possess extensive experience in complex regulatory compliance related to securities trading, banking operations, insurance products, and financial services, such as credit cards. Furthermore, we address increasingly complex international financial regulations and cross-border matters. By accurately grasping industry trends and leveraging our accumulated specialized expertise, we provide clients with optimal solutions.

Case Experience

  • Tender offer for a securities firm

  • Third-party allotment capital increase for a listed financial institution

  • Capital and business alliance between a securities firm and a regional bank

  • Overseas business restructuring for a securities firm

  • Derivatives-related damages claim lawsuit against a securities firm

  • Damages claims lawsuit against overseas securities subsidiaries

  • Response to competition authority inspection of an insurance company

  • Response to financial authorities' administrative guidance against insurance companies